Risk Disclosures on Derivatives
- 9 out of 10 individual traders in equity Futures and Options Segment, incurred net losses
- On an average, loss makers registered net trading loss close to ₹ 50,000.
- Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
- Those making net trading profits, incurred between 15% to 50% of such profits as transaction cost.
Source:
SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.
Client Bank Account
| Sl.No. | Segment | Account Holder Name | Bank | Branch | Account Number | IFSC Code | MICR |
| 1 | Capital Market / Future & Option | HARIHAR SECURITIES PVT.LTD | AXIS BANK | BBD BAGH, KOLKATA-1 | 918020080208107 | UTIB0001138 | 700211056 |
Note:-
Investors are requested to note that Stock broker HARIHAR SECURITIES PRIVATE LIMITED is permitted to receive/pay money from/to investors through designated bank accounts only named as client bank accounts. Stock broker HARIHAR SECURITIES PRIVATE LIMITED is require to disclose these client bank accounts to Stock Exchange. Hence, you are requested to use following client bank accounts only for the purpose of dealings in your trading account with us. The details of these client bank accounts are also displayed by Stock Exchanges on their website under “Know/ Locate your Stock Broker”.
Names and contact details of all Key Managerial Personnel including the Compliance Officer
| Sr No | Authorised Person’s Name | Status | Authorised Person Cancellation DetailsNo | Email Id |
| 1 | Dinesh Kumar Mittal | Whole Time Director | 8981063005 | info@hariharsecurities.com |
| 2 | Arti Mittal | Designated Director | 8981063006 | info@hariharsecurities.com |
| 3 | Suresh Banerjee | Senior Officer-DP | 8981063037 | dp@hariharsecurities.com |
| 4 | Ajit Kumar Kalyani | Compliance Officer | 8981063035 | compliance@hariharsecurities.com |
Basic Details
| Stock Broker Name | Registration No | Registered Address | Branch Address | Contact Number | Email Id |
| Harihar Securities Pvt Ltd | INZ000187633 NSE: 13641 | 268 A, B. B. Ganguly Street, 4th Floor, Kolkata-700012 | N.A. | 033-22624001/02 | Info@hariharsecurities.com |
List of Authorised Person (AP)
| Sr No | Authorised Person’s Name |
Authorised Person Code (Exchange wise) |
Constitution | Status | Registered Address | Terminal Details( Exchange Wise) |
||||
| (Approved / Cancelled) | Add | City | State | Pin code | Terminal Allotted( Y/N) | No of Terminals | ||||
| 1 | Nil | Nil | Nil | Nil | Nil | Nil | Nil | Nil | Nil | Nil |
List of Authorised Person (AP) Cancelled by Members on Account of Disciplinary Reasons
| Sr. No | Authorised Person’s Name | Status | Authorised Person Cancellation Details
|
|
| Date | Reason | |||
| 1 | NIL | NIL | NIL | NIL |
| 2 | NIL | NIL | NIL | NIL |
| 3 | NIL | NIL | NIL | NIL |
Smart odr SMART ODR:
Procedure to file a complaint on SEBI SCORES:
Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances
Investments in securities market are subject to market risks; read all the related documents carefully before investing.
Attention investors:
1) Stock brokers can accept securities as margins from clients only by way of pledge in the depository system w.e.f September 01, 2020.
2) Update your e-mail and phone number with your stock broker / depository participant and receive OTP directly from depository on your e-mail and/or mobile number to create pledge.
3) Check your securities / MF / bonds in the consolidated account statement issued by NSDL/CDSL every month.
4) Prevent Unauthorized Transactions in your demat account Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from NSDL on the same day issued in the interest of investors.
5) KYC is one time exercise while dealing in securities markets – once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.
6) No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for refund as the money remains in investor’s account.